Fund Advisers Face New Registration, Reporting Regs  

Oleh:

Gilman, Jeffrey

Jenis: Article from Bulletin/Magazine
Dalam koleksi: Journal of Accountancy vol. 212 no. 3 (Sep. 2011), page 46-49.
Topik: Dodd-Frank Wall Street Reform and Consumer Protection Act; Financial Advisers; Investment Advisers Act; Financial Planning; Private Funds

Ketersediaan

Perpustakaan Pusat (Semanggi) Nomor Panggil: JJ85.31 Non-tandon: 1 (dapat dipinjam: 0) Tandon: tidak ada

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Isi artikel

The passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act in July 2010 marked the onset of major changes for financial advisers. The SEC in June followed through with rulemaking responsibilities under the new law by releasing final rules that include new registration and reporting requirements for advisers to hedge funds and other private funds, and define “family offices” that are excluded from the Investment Advisers Act of 1940. The rules could mean major new compliance responsibilities for CPAs who specialize in certain areas of personal financial planning.

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